Ensuring the compliance of employees and associated workers is a burden for managers in every organisation. A people compliance solution in Office 365 can make a senior manager’s life very much easier. People compliance is a relatively recent term in the technology space that differentiates itself from more established compliance […]
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Leaving a parent behind can sometimes feel dissatisfying at least and terrifying at worst as one is forced to mature, stand on ones own feet and leave the nest. Finding ones feet and carving out a self-identity are part of a natural coming of age process. Regtech was born out […]
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A non-disclosure agreement (NDA), also known as a confidentiality agreement (CA), confidential disclosure agreement (CDA), proprietary information agreement (PIA) or secrecy agreement (SA), is a legal contract between at least two parties that outlines confidential material, knowledge, or information that the parties wish to share with one another for certain […]
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In a recent national radio show a DJ was heard to declare, ‘…banks – well they are all swindlers.’ A casual remark perhaps said in a light-hearted way but it underpins why Regulatory Technology matters so much in today’s marketplace and perhaps now more than ever. RegTech exists to reaffirm […]
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When one thinks of policy documents, one tends to think of long, dull documents, hardly intelligible and written in legalese. Actually, for the most part policy and standards documents can be short statements that avoid sub clause hell. One such category of policy regards internal content and data. That is […]
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In this age of social media with the widespread re-use of images and information it would be wise to reflect on what your employees and agents are actually sharing about your hard earned brand, where they are sharing it and how. It is highly likely your organisation name is either […]
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We are proud to announce that Deloitte has included Signarus (formerly the RegTech Company) in its updated 2019 listings of RegTech companies making an impact on the industry. As Deloitte states, RegTech (Regulatory Technology) is a very real movement that is already having an impact on regulatory compliance. Like FinTech, Regulatory technology is […]
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Employers aren’t required legally in the UK to provide an employee handbook although it is a very good idea to do so. Perhaps the most important reason for one is that it establishes a formalised compliance culture within your organisation and setting off on the right foot with compliance is […]
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The Senior Managers and Certification Regime (known as its abbreviation SM&CR or SMCR) replaces the Approved Persons Regime, which in turn changes how people working in financial services are regulated. The Senior Managers and Certification Regime is part of the UK regulators’ drive to improve accountability and governance culture within […]
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